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NBT BANCORP INC — Director's Dealing 2013
Jan 24, 2013
31610_dirs_2013-01-24_32ed105e-d192-4040-aa58-970360953099.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2013-01-23
Reporting Person: CHEWENS MICHAEL J (Sr EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-23 | NBT Bancorp Inc. Common Stock | A | 6325 | — | Acquired | 38580 | Direct |
| 2013-01-23 | NBT Bancorp Inc. Common Stock | A | 1000 | — | Acquired | 39580 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| NBT Bancorp Inc. Common Stock | 14046.634 | Indirect |
| NBT Bancorp Inc. Common Stock | 3703.4 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $20.19 | 2020-01-15 | NBT Bancorp Inc. Common Stock (18000) | 18000 | Direct |
| Non-Qualified Stock Option (right to buy) | $20.3617 | 2018-01-15 | NBT Bancorp Inc. Common Stock (18000) | 18000 | Direct |
| Non-Qualified Stock Option (right to buy) | $22.1715 | 2014-01-01 | NBT Bancorp Inc. Common Stock (715) | 715 | Direct |
| Non-Qualified Stock Option (right to buy) | $22.352 | 2016-01-01 | NBT Bancorp Inc. Common Stock (22000) | 22000 | Direct |
| Non-Qualified Stock Option (right to buy) | $23.2708 | 2015-01-20 | NBT Bancorp Inc. Common Stock (17507) | 17507 | Direct |
| Non-Qualified Stock Option (right to buy) | $25.38 | 2019-01-15 | NBT Bancorp Inc. Common Stock (18000) | 18000 | Direct |
| Non-Qualified Stock Option (right to buy) | $25.762 | 2017-01-01 | NBT Bancorp Inc. Common Stock (20000) | 20000 | Direct |
Footnotes
F1: Pursuant to NBT Bancorp Inc. Omnibus Performance Unit Agreement, each member of a select group of Management is entitled to receive an award based on Company performance goals in the form of restricted stock units that vests four years following the end of a performance period.
F2: Pursuant to NBT Bancorp Inc. Omnibus Incentive Plan Long-Term Performance-Based Stock Award Agreement. Selected members of Management are entitled to receive an award based on Company performance goals in the form of restricted stock units that become 100% vested at the end of the Performance Measurement Period.
F3: Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years.
F4: Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan grant vests 40% for first year, 20% annually for following years.