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NBT BANCORP INC — Director's Dealing 2013
Feb 7, 2013
31610_dirs_2013-02-07_3fb4dc6b-7be8-4654-8904-203470f8bc1d.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2012-12-31
Reporting Person: PRENTICE F SHELDON (EVP,General Counsel,Sec'y)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-31 | NBT Bancorp Inc. Common Stock | J | 594.27 | — | Acquired | 1167.327 | Indirect |
| 2012-12-31 | NBT Bancorp Inc. Common Stock | J | 232.842 | — | Acquired | 420.743 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| NBT Bancorp Inc. Common Stock | 9991 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $24.47 | 2020-05-01 | NBT Bancorp Inc. Common Stock (10000) | 10000 | Direct |
Footnotes
F1: Shares were purchased from 1/1/2012 through 12/31/2012 through NBT Bancorp Inc. 401k Plan.
F2: Shares were purchased from 1/1/2012 through 12/31/2012 through NBT Bancorp Inc. ESOP Plan.
F3: Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years.
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