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NBT BANCORP INC — Director's Dealing 2013
Oct 21, 2013
31610_dirs_2013-10-21_c75452e5-e0b7-4ece-aa4b-e6e3884e2a87.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2013-10-18
Reporting Person: FORSYTHE DARYL R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-18 | NBT Bancorp Inc. Common Stock | S | 20000 | $24 | Disposed | 114098.787 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| NBT Bancorp Inc. Common Stock | 0 | Indirect |
| NBT Bancorp Inc. Common Stock | 0 | Indirect |
| NBT Bancorp Inc. Common Stock | 1842 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $21.74 | 2016-05-01 | NBT Bancorp Inc. Common Stock (5000) | 5000 | Direct |
| Non-Qualified Stock Option (right to buy) | $22.4842 | 2017-05-01 | NBT Bancorp Inc. Common Stock (5000) | 5000 | Direct |
| Non-Qualified Stock Option (right to buy) | $22.5508 | 2018-05-01 | NBT Bancorp Inc. Common Stock (5000) | 5000 | Direct |
Footnotes
F1: Pursuant to NBT Non-Employee Director, Divisional Director and Subsidiary Director Stock Option Plan grant vests 40% for first year, 20% annually for following years.
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