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NBT BANCORP INC — Director's Dealing 2013
Feb 7, 2013
31610_dirs_2013-02-07_5374c1db-c08a-45f9-820c-4a484f5b30ac.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2012-12-31
Reporting Person: LEVY JEFFREY M (EVP/ Pres Commercial Banking)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-31 | NBT Bancorp Inc. Common Stock | J | 171.403 | — | Acquired | 40205.032 | Direct |
| 2012-12-31 | NBT Bancorp Inc. Common Stock | J | 719.759 | — | Acquired | 4599.239 | Indirect |
| 2012-12-31 | NBT Bancorp Inc. Common Stock | J | 219.46 | — | Acquired | 1080.335 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $20.19 | 2020-01-15 | NBT Bancorp Inc. Common Stock (18000) | 18000 | Direct |
| Non-Qualified Stock Option (right to buy) | $20.3617 | 2018-01-15 | NBT Bancorp Inc. Common Stock (7500) | 7500 | Direct |
| Non-Qualified Stock Option (right to buy) | $22.352 | 2016-01-01 | NBT Bancorp Inc. Common Stock (5000) | 5000 | Direct |
| Non-Qualified Stock Option (right to buy) | $23.293 | 2015-10-01 | NBT Bancorp Inc. Common Stock (20000) | 20000 | Direct |
| Non-Qualified Stock Option (right to buy) | $25.38 | 2019-01-15 | NBT Bancorp Inc. Common Stock (13000) | 13000 | Direct |
| Non-Qualified Stock Option (right to buy) | $25.762 | 2017-01-01 | NBT Bancorp Inc. Common Stock (9000) | 9000 | Direct |
Footnotes
F1: Shares acquired under Dividend Reinvestment Plan at a broker during period of January 1, 2012 to December 31, 2012 at prices ranging from $20.3129 to $22.1972 per share.
F2: Shares were purchased from 1/1/2012 through 12/31/2012 through NBT Bancorp Inc. 401k Plan.
F3: Shares were purchased from 1/1/2012 through 12/31/2012 through NBT Bancorp Inc. ESOP Plan.
F4: Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years.
F5: Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan grant vests 40% for first year, 20% annually for following years.