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NBT BANCORP INC Director's Dealing 2013

Feb 7, 2013

31610_dirs_2013-02-07_5374c1db-c08a-45f9-820c-4a484f5b30ac.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2012-12-31

Reporting Person: LEVY JEFFREY M (EVP/ Pres Commercial Banking)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-12-31 NBT Bancorp Inc. Common Stock J 171.403 Acquired 40205.032 Direct
2012-12-31 NBT Bancorp Inc. Common Stock J 719.759 Acquired 4599.239 Indirect
2012-12-31 NBT Bancorp Inc. Common Stock J 219.46 Acquired 1080.335 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-Qualified Stock Option (right to buy) $20.19 2020-01-15 NBT Bancorp Inc. Common Stock (18000) 18000 Direct
Non-Qualified Stock Option (right to buy) $20.3617 2018-01-15 NBT Bancorp Inc. Common Stock (7500) 7500 Direct
Non-Qualified Stock Option (right to buy) $22.352 2016-01-01 NBT Bancorp Inc. Common Stock (5000) 5000 Direct
Non-Qualified Stock Option (right to buy) $23.293 2015-10-01 NBT Bancorp Inc. Common Stock (20000) 20000 Direct
Non-Qualified Stock Option (right to buy) $25.38 2019-01-15 NBT Bancorp Inc. Common Stock (13000) 13000 Direct
Non-Qualified Stock Option (right to buy) $25.762 2017-01-01 NBT Bancorp Inc. Common Stock (9000) 9000 Direct

Footnotes

F1: Shares acquired under Dividend Reinvestment Plan at a broker during period of January 1, 2012 to December 31, 2012 at prices ranging from $20.3129 to $22.1972 per share.

F2: Shares were purchased from 1/1/2012 through 12/31/2012 through NBT Bancorp Inc. 401k Plan.

F3: Shares were purchased from 1/1/2012 through 12/31/2012 through NBT Bancorp Inc. ESOP Plan.

F4: Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years.

F5: Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan grant vests 40% for first year, 20% annually for following years.