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NBT BANCORP INC — Director's Dealing 2013
Dec 23, 2013
31610_dirs_2013-12-23_3f9b2904-9c23-4b10-81ff-99aac1033721.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2013-12-19
Reporting Person: CIVIL PATRICIA T (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-19 | NBT Bancorp Inc. Common Stock | M | 1500 | $22.1388 | Acquired | 14943.747 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-19 | Non-Qualified Stock Option (right to buy) | $22.1388 | M | 1500 | Disposed | 2014-01-01 | NBT Bancorp Inc. Common Stock (1500) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $18.3825 | 2013-05-19 | NBT Bancorp Inc. Common Stock (600) | 600 | Direct |
| Non-Qualified Stock Option (right to buy) | $20.7492 | 2015-05-01 | NBT Bancorp Inc. Common Stock (1500) | 1500 | Direct |
| Non-Qualified Stock Option (right to buy) | $20.7642 | 2015-04-28 | NBT Bancorp Inc. Common Stock (400) | 400 | Direct |
| Non-Qualified Stock Option (right to buy) | $21.74 | 2016-05-01 | NBT Bancorp Inc. Common Stock (1500) | 1500 | Direct |
| Non-Qualified Stock Option (right to buy) | $22.4842 | 2017-05-01 | NBT Bancorp Inc. Common Stock (1500) | 1500 | Direct |
| Non-Qualified Stock Option (right to buy) | $22.5508 | 2018-05-01 | NBT Bancorp Inc. Common Stock (1750) | 1750 | Direct |
| Non-Qualified Stock Option (right to buy) | $23.2708 | 2015-01-20 | NBT Bancorp Inc. Common Stock (630) | 630 | Direct |
Footnotes
F1: Pursuant to NBT Non-Employee Director, Divisional Director and Subsidiary Director Stock Option Plan grant vests 40% for first year, 20% annually for following years.
F2: Pursuant to NBT Non-Employee Director, Divisional Director and Subsidiary Director Stock Option Plan reload grant vests 100% two years after date of its grant.
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