AI assistant
NBT BANCORP INC — Director's Dealing 2013
Feb 7, 2013
31610_dirs_2013-02-07_f43859fc-94d5-43f9-ba99-e5d74ff3f614.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2012-12-31
Reporting Person: CIVIL PATRICIA T (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-31 | NBT Bancorp Inc. Common Stock | J | 249.941 | — | Acquired | 12067.81 | Direct |
| 2012-12-31 | NBT Bancorp Inc. Common Stock | J | 27.937 | — | Acquired | 12095.747 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $18.3825 | 2013-05-19 | NBT Bancorp Inc. Common Stock (600) | 600 | Direct |
| Non-Qualified Stock Option (right to buy) | $20.7492 | 2015-05-01 | NBT Bancorp Inc. Common Stock (1500) | 1500 | Direct |
| Non-Qualified Stock Option (right to buy) | $20.7642 | 2015-04-28 | NBT Bancorp Inc. Common Stock (400) | 400 | Direct |
| Non-Qualified Stock Option (right to buy) | $21.74 | 2016-05-01 | NBT Bancorp Inc. Common Stock (1500) | 1500 | Direct |
| Non-Qualified Stock Option (right to buy) | $22.1388 | 2014-01-01 | NBT Bancorp Inc. Common Stock (1500) | 1500 | Direct |
| Non-Qualified Stock Option (right to buy) | $22.4842 | 2017-05-01 | NBT Bancorp Inc. Common Stock (1500) | 1500 | Direct |
| Non-Qualified Stock Option (right to buy) | $22.5508 | 2018-05-01 | NBT Bancorp Inc. Common Stock (1750) | 1750 | Direct |
| Non-Qualified Stock Option (right to buy) | $23.2708 | 2015-01-20 | NBT Bancorp Inc. Common Stock (630) | 630 | Direct |
Footnotes
F1: Shares acquired under NBT Bancorp Dividend Reinvestment Plan during period of 1/1/2012 to 12/31/2012 at prices ranging from $ 20.3129 to $22.1973.
F2: Shares acquired under Dividend Reinvestment Plan at a broker during period of January 1, 2012 to December 31, 2012 at prices ranging from $20.3129 to $22.1972 per share.
F3: Pursuant to NBT Non-Employee Director, Divisional Director and Subsidiary Director Stock Option Plan grant vests 40% for first year, 20% annually for following years.
F4: Pursuant to NBT Non-Employee Director, Divisional Director and Subsidiary Director Stock Option Plan reload grant vests 100% two years after date of its grant.