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NBT BANCORP INC — Director's Dealing 2013
Jan 17, 2013
31610_dirs_2013-01-17_f970880a-75d3-408e-8121-8eed1344a552.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2013-01-15
Reporting Person: PRENTICE F SHELDON (Corp SVP, Gen. Counsel, Sec'y)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-15 | NBT Bancorp Inc. Common Stock | F | 233 | $20.8 | Disposed | 9758 | Direct |
| 2013-01-15 | NBT Bancorp Inc. Common Stock | F | 117 | $20.8 | Disposed | 9641 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| NBT Bancorp Inc. Common Stock | 573.057 | Indirect |
| NBT Bancorp Inc. Common Stock | 187.901 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $24.47 | 2020-05-01 | NBT Bancorp Inc. Common Stock (10000) | 10000 | Direct |
Footnotes
F1: Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years.
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