NB Private Equity Partners Ltd. — Major Shareholding Notification 2017

Jul 31, 2017

NB Private Equity Partners Limited : Holding(s) in Company

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)ⁱ

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:					NB Private Equity Partners Limited
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer					X
2. Reason for the notification	(please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights					X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name				Smith and Williamson Holdings Limited
City and country of registered office (if applicable)				London, United Kingdom
4. Full name of shareholder(s)	(if different from 3.)v
Name			N/A
City and country of registered office (if applicable)			N/A
5. Date on which the threshold was crossed or reachedvi:			27/07/2017
6. Date on which issuer notified (DD/MM/YYYY):			28/07/2017
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	instruments	% of voting rights through financial (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached	11.02%		-	11.02%	48,790,564
Position of previous notification (if applicable)	10.90%		-	10.90%

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares
Class/type of	Number of voting rightsix		% of voting rights
shares ISIN code (if	Direct (Art 9 of	Indirect (Art 10 of Directive	Direct (Art 9 of Directive	Indirect (Art 10 of

possible)	Directive 2004/109/EC) (DTR5.1)	2004/109/EC) (DTR5.2.1)	2004/109/EC) (DTR5.1)	Directive 2004/109/EC) (DTR5.2.1)
GG00B1ZBD492		5,379,497		11.02%
SUBTOTAL 8. A		5,379,497	11.02%

			B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument	Expiration datex	Exercise/ Conversion Periodxi	Number of voting rights that may be acquired if the instrument is exercised/converted.	% of voting rights
		SUBTOTAL 8. B 1

2004/109/EC (DTR5.3.1.1 (b))				B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
Type of financial instrument	Expiration datex	Exercise/ Conversion xi Period	Physical or cash settlementxii	Number of voting rights	% of voting rights
			SUBTOTAL 8.B.2

	applicable box with an "X")	9. Information in relation to the person subject to the notification obligation	(please mark the
	directly or indirectly an interest in the (underlying) issuerxiii	Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding	X
Full		chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
Namexv	% of voting rights if it	% of voting rights through financial	Total of both if it equals

equals or is higher than the notifiable threshold	instruments if it equals or is higher than the notifiable threshold	or is higher than the notifiable threshold

10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held

11. Additional informationxvi

Place of completion Date of completion

Annex: Notification of major holdings (to be filed with the FCA only)

A: Identity of the person subject to the notification obligation
Full name (including legal form for legal entities)	Smith & Williamson Holdings Limited
Contact address (registered office for legal entities)	25 Moorgate London EC2R 6AY
E-Mail	Sian.damore@smithandwilliamson.com
Phone number / Fax number	020 7131 8314
Other useful information (at least legal representative for legal persons)	Sian D'Amore Compliance Officer Smith & Williamson Holdings Limited

B: Identity of the notifier, if applicable
Full name
Contact address
E-Mail
Phone number / Fax number
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation)