NB Private Equity Partners Ltd. — Major Shareholding Notification 2016

Sep 23, 2016

Holding(s) in Company: NB Private Equity Partners Limited

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

1. Identity of the issuer or the underlying issuer	NB Private Equity
of existing shares to which voting rights are	Partners Limited
attached: ii	(B1ZBD49)
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights	X
An acquisition or disposal of qualifying financial instruments which
may result in the acquisition of shares already issued to which
voting rights are attached
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
An event changing the breakdown of voting rights:
Other (please specify):
3. Full name of person(s) subject to the	Smith and Williamson
notification obligation: iii	Holdings Limited
4. Full name of shareholder(s)
(if different from 3.):iv	Details as per section 9
5. Date of the transaction and date on
which the threshold is crossed or	21.09.16
reached: v
6. Date on which issuer notified:	23.09.16
7. Threshold(s) that is/are crossed or
reached: vi, vii	10%

8. Notified details:
A: Voting rights attached to shares		viii, ix
Class/type of shares	Situation previous to the triggering transaction		Resulting situation after the triggering transaction
if possible using Number Number the ISIN CODE of of Shares Voting Rights			Number Number of of voting shares rights		% of	voting rights x
	Direct	Direct x i	Indirect xi i	Direct	Indirect
Ordinary GG00B1ZBD49 2	4,848,994	9.93%			4,894,594		10.03%

B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial	Expiration	Exercise/	Number of voting	% of voting
instrument	date xiii	Conversion	rights that may be	rights
		Period xiv	acquired if the
			instrument is

	exercised/ converted.

Instruments xv, xvi				C: Financial Instruments with similar economic effect to Qualifying Financial
Resulting situation after the triggering transaction
Type of financial instrument	Exercis e price	Expiratio n date xvii	Exercise/ Conversio n period xviii	Number of voting rights instrument refers to	% of voting rights xix, xx
					Nomina Delta l

Total (A+B+C)
Number of voting rights	Percentage of voting rights
4,894,594	10.03%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi

Smith & Williamson Nominees Limited, a subsidiary of Smith & Williamson Investment Services Limited, subsidiary of Smith & Williamson Holdings Limited - 644,653 shares

Euroclear as custodian for Smith & Williamson Investment Services Limited, a subsidiary of Smith & Williamson Holdings Limited - 3,669,833 shares

BNP Paribas as custodian for Smith & Williamson Investment Services Limited, subsidiary of Smith & Williamson Holdings Limited - 234,775 shares

RBC as custodian for Smith & Williamson Investment Services Limited, a subsidiary of Smith & Williamson Holdings Limited - 176,500 shares

Bank of New York as custodian for Smith & Williamson Investment Services Limited, a subsidiary of Smith & Williamson Holdings Limited - 101,983 shares

UBS as custodian for Smith & Williamson Investment Services Limited, a subsidiary of

Smith & Williamson Holdings Limited - 34,000 shares

Citibank as custodian for Smith & Williamson Investment Services Limited, a subsidiary of Smith & Williamson Holdings Limited - 4,850 shares

Northern Trust as custodian for Smith & Williamson Investment Services Limited, a subsidiary of Smith & Williamson Holdings Limited - 28,000 shares

Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will
cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:

13. Additional information:
14. Contact name:	Max Martchenko Compliance Officer
	Smith and Williamson Holdings Limited
15. Contact telephone number:	02071314754