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NAVIENT CORP — Director's Dealing 2016
Nov 15, 2016
32029_dirs_2016-11-14_c3542b04-2c75-4791-afa7-b0b2f5545bac.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NAVIENT CORP (NAVI)
CIK: 0001593538
Period of Report: 2016-11-09
Reporting Person: CHIVAVIBUL SOMSAK (EVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-09 | Common Stock | M | 37636 | — | Acquired | 278062.2643 | Direct |
| 2016-11-09 | Common Stock | F | 30461 | $14.50 | Disposed | 247601.2643 | Direct |
| 2016-11-09 | Common Stock | S | 7175 | $14.70 | Disposed | 240426.2643 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-09 | Stock Option (Right to Buy) | $10.2558 | M | 37636 | Disposed | 2017-02-03 | Common Stock (37636) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 47020.1419 | Indirect |
| Common Stock | 2098 | Indirect |
Footnotes
F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on November 8, 2016 and effective on November 8, 2016.
F2: Dividend equivalent rights issued on restricted and performance stock units are included in the reporting person's common stock holding balance.
F3: Between April 29, 2016, and November 10, 2016, Mr. Chivavibul acquired 1,127.6840 share equivalents of Navient common stock under the Navient 401(k) Plan. The information in this report is based on the reporting person's actual account balance as of November 10, 2016.