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Nautilus Biotechnology, Inc. Director's Dealing 2021

Jun 9, 2021

34183_dirs_2021-06-09_63e5e10f-57b7-477d-84c1-49e0398568b3.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Nautilus Biotechnology, Inc. (NAUT)
CIK: 0001808805
Period of Report: 2021-06-09

Reporting Person: NAZEM FARZAD (Director)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1888146 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $10.0 2031-01-31 Common Stock (36280.0) Direct

Footnotes

F1: Shares held by HAND Capital, LLC. The reporting person is the manager of HAND Capital, LLC.

F2: Subject to reporting person's continuous status as a "Service Provider" (as defined in the Nautilus Subsidiary, Inc. 2017 Equity Incentive Plan (the "Plan")) through the applicable vesting date, one hundred percent (100%) of the shares subject to the Option shall vest on the earlier of (a) the one (1) year anniversary of the Vesting Commencement Date (as defined below) and (b) the day immediately before the date of the next annual meeting of stockholders of the Company (or in the event of a merger or consolidation involving the Company in which the Company is a wholly-owned subsidiary immediately following such merger or consolidation, the next annual meeting of stockholders of the Company's parent). The Vesting Commencement Date is January 31, 2021.