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Nautilus Biotechnology, Inc. — Director's Dealing 2021
Jun 11, 2021
34183_dirs_2021-06-11_f328bd91-8e0f-4ecf-b00d-815b21f73530.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nautilus Biotechnology, Inc. (NAUT)
CIK: 0001808805
Period of Report: 2021-05-24
Reporting Person: PERCEPTIVE ADVISORS LLC (Former Director)
Reporting Person: PERCEPTIVE LIFE SCIENCES MASTER FUND LTD (Former Director)
Reporting Person: EDELMAN JOSEPH (Former Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-24 | Common Stock | P | 7063 | $10.05 | Acquired | 497038 | Direct |
| 2021-06-09 | Common Stock | P | 5500000 | $10 | Acquired | 5997038 | Indirect |
| 2021-06-09 | Common Stock | J | 2914113 | — | Acquired | 8911151 | Indirect |
Footnotes
F1: The securities are directly held by Perceptive Life Sciences Master Fund Ltd. (the "Master Fund"). Perceptive Advisors LLC (the "Advisor") serves as the investment manager of Master Fund. Joseph Edelman is the managing member of the Advisor. Each of Mr. Edelman and the Advisor disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either Mr. Edelman or the Advisor is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
F2: Acquired pursuant to the business combination by and among ARYA Sciences Acquisition Corp III, Mako Merger Sub, Inc. and Nautilus Biotechnology, Inc. ("Old Nautilus") in exchange for shares of Old Nautilus previously held by the Master Fund.