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Nautilus Biotechnology, Inc. — Director's Dealing 2021
Dec 2, 2021
34183_dirs_2021-12-02_398c2631-c0d6-493f-b56c-76c231ba0974.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nautilus Biotechnology, Inc. (NAUT)
CIK: 0001808805
Period of Report: 2021-11-30
Reporting Person: Patel Sujal M (Director, CEO, President, and Secretary, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-30 | Common Stock | P | 161978 | $4.7215 | Acquired | 9776366 | Direct |
| 2021-12-01 | Common Stock | P | 88022 | $4.7306 | Acquired | 9864388 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5280476 | Indirect |
| Common Stock | 1814035 | Indirect |
Footnotes
F1: Represents the weighted average share price of an aggregate total of 161,978 shares purchased in the price range of $4.48 to $4.85 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F2: Represents the weighted average share price of an aggregate total of 88,022 shares purchased in the price range of $4.44 to $5.00 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F3: Shares held by PFV I, LLC. The reporting person is the manager of PFV I, LLC.
F4: Shares held by Sujal Patel 2020 Children's Trust, u/a/d December 3, 2020 (the "Patel Trust"). The reporting person and the reporting person's spouse are the trustees of the Patel Trust.