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Nauticus Robotics, Inc. — Director's Dealing 2025
Feb 15, 2025
35025_dirs_2025-02-14_26f9f7ab-9199-4c74-8089-fb99ac415a3f.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Nauticus Robotics, Inc. (KITT)
CIK: 0001849820
Period of Report: 2024-12-31
Reporting Person: Bellingham Jim (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-10-07 | Common Stock | M | 801 | — | Acquired | 2139 | Direct |
| 2024-05-28 | Common Stock | M | 1338 | — | Acquired | 2139 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-10-07 | Restricted Stock Units | $ | M | 801 | Disposed | Common Stock (801) | Direct | |
| 2024-05-28 | Restricted Stock Units | $ | M | 1338 | Disposed | Common Stock (1338) | Direct |
Footnotes
F1: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.
F2: Reflects holdings at date of filing of this Form.
F3: RSUs issued on October 7, 2022 and vested on October 7, 2023.
F4: RSUs granted on November 7, 2023 and vested on May 28, 2024.
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