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Nauticus Robotics, Inc. — Director's Dealing 2024
Jan 4, 2024
35025_dirs_2024-01-03_0b8e78cb-7af7-4622-b850-d4ea24ea143b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nauticus Robotics, Inc. (KITT)
CIK: 0001849820
Period of Report: 2023-12-31
Reporting Person: Bohan Donnelly A. (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-31 | Common Stock | M | 68554 | — | Acquired | 135875 | Direct |
| 2024-01-02 | Common Stock | S | 18357 | $0.64 | Disposed | 117518 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-31 | Performance RSU | $ | M | 134420 | Disposed | Common Stock (134420) | Direct |
Footnotes
F1: Sell-Cover; cash proceeds delivered to the issuer to satisfy tax withholding. Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.
F2: 0% to 150% of these Performance RSUs may vest in two (2) equal installments on each of December 31, 2023 and December 31, 2024, based the Company's revenue.