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Nauticus Robotics, Inc. — Director's Dealing 2024
Mar 16, 2024
35025_dirs_2024-03-15_613013c9-a27d-4455-a535-cda4100a0254.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nauticus Robotics, Inc. (KITT)
CIK: 0001849820
Period of Report: 2024-03-13
Reporting Person: GIBSON JOHN W JR (Director, Interim CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-13 | Common Stock | M | 938975 | — | Acquired | 967780 | Direct |
| 2024-03-13 | Common Stock | S | 352475 | $0.19 | Disposed | 615305 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-03-13 | Restricted Stock Units | $ | M | 938975 | Disposed | Common Stock (938975) | Direct |
Footnotes
F1: Sell-Cover; cash proceeds delivered to the issuer to satisfy tax withholding upon vesting.
F2: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock.
F3: 100% of the RSU's vest on October 9, 2024.
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