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Nauticus Robotics, Inc. — Director's Dealing 2024
Apr 15, 2024
35025_dirs_2024-04-15_b28671fd-3cf8-421e-899d-ec3d37eebe4f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nauticus Robotics, Inc. (KITT)
CIK: 0001849820
Period of Report: 2024-04-12
Reporting Person: FLORES WILLIAM (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-04-12 | Common Stock | P | 70244 | $0.23 | Acquired | 70244 | Direct |
| 2024-04-15 | Common Stock | P | 29756 | $0.22 | Acquired | 100000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (48166) | 48166 | Direct |
Footnotes
F1: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.
F2: The RSUs vest on the earlier of (i) November 7, 2024, or (ii) the date immediately preceding the Company's 2024 annual meeting of stockholders if the reporting person is not on the ballot for such meeting.