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Nauticus Robotics, Inc. — Director's Dealing 2024
Nov 26, 2024
35025_dirs_2024-11-26_61af56b1-35e2-41a6-b335-86bcc0d15871.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nauticus Robotics, Inc. (KITT)
CIK: 0001849820
Period of Report: 2024-11-22
Reporting Person: FLORES WILLIAM (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-22 | Common Stock | P | 1000 | $1.0384 | Acquired | 5117 | Direct |
| 2024-11-25 | Common Stock | P | 2055 | $0.9889 | Acquired | 7172 | Direct |
| 2024-11-25 | Common Stock | P | 3828 | $0.9567 | Acquired | 11000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (29501) | 29501 | Direct |
Footnotes
F1: Holdings reflect 1-for-36 reverse stock split on July 18, 2024.
F2: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.
F3: The RSUs vest on the earlier of (i) May 28, 2025, or (ii) the date immediately preceding the Company's 2025 annual meeting of stockholders