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Nauticus Robotics, Inc. Director's Dealing 2024

Nov 26, 2024

35025_dirs_2024-11-26_61af56b1-35e2-41a6-b335-86bcc0d15871.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Nauticus Robotics, Inc. (KITT)
CIK: 0001849820
Period of Report: 2024-11-22

Reporting Person: FLORES WILLIAM (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-11-22 Common Stock P 1000 $1.0384 Acquired 5117 Direct
2024-11-25 Common Stock P 2055 $0.9889 Acquired 7172 Direct
2024-11-25 Common Stock P 3828 $0.9567 Acquired 11000 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $ Common Stock (29501) 29501 Direct

Footnotes

F1: Holdings reflect 1-for-36 reverse stock split on July 18, 2024.

F2: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.

F3: The RSUs vest on the earlier of (i) May 28, 2025, or (ii) the date immediately preceding the Company's 2025 annual meeting of stockholders