Nauticus Robotics, Inc. — Director's Dealing 2024

Nov 28, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Nauticus Robotics, Inc. (KITT)
CIK: 0001849820
Period of Report: 2024-10-09

Reporting Person: GIBSON JOHN W JR (Director, Interim CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-10-09	Common Stock	M	3229	—	Acquired	20322	Direct
2024-10-09	Common Stock	S	766	$1.2703	Disposed	19556	Direct
2024-11-26	Common Stock	P	52157	$1.0348	Acquired	71713	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-10-09	Restricted Stock Units	$	M	3229	Disposed		Common Stock (3229)	Direct

Footnotes

F1: Holdings reflect 1-for-36 reverse stock split on July 18, 2024.

F2: Sell-Cover; cash proceeds delivered to the issuer to satisfy tax withholding upon vesting.

F3: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock.

F4: RSU's vested on October 9, 2024.