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Nauticus Robotics, Inc. — Director's Dealing 2024
Dec 11, 2024
35025_dirs_2024-12-10_f70f261b-5d7e-4e53-af3d-af2b3c4b04f1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nauticus Robotics, Inc. (KITT)
CIK: 0001849820
Period of Report: 2024-12-08
Reporting Person: Hay Victoria (Interim CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-12-08 | Common Stock | M | 1112 | $1.11 | Acquired | 1112 | Direct |
| 2024-12-10 | Common Stock | S | 359 | $1.07 | Disposed | 753 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-12-08 | Restricted Stock Units | $ | M | 1112 | Disposed | Common Stock (1112) | Direct |
Footnotes
F1: Holdings reflect 1-for-36 reverse stock split on July 18, 2024.
F2: Sell-Cover; cash proceeds delivered to the issuer to satisfy tax withholding upon vesting.
F3: Each Restricted Stock Unit ("RSU"), issued on December 8, 2023, was issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee (or other service provider) or director of the Company, its affiliates or subsidiaries.
F4: The RSUs will vest at the earlier of Mrs. Hay's departure and one year from the date of grant.