Nauticus Robotics, Inc. — Director's Dealing 2023

Apr 14, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Nauticus Robotics, Inc. (KITT)
CIK: 0001849820
Period of Report: 2023-04-11

Reporting Person: Kasmani Dilshad (Chief LAO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-04-11	Common Stock	M	72010	—	Acquired	72010	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-04-11	RSU	$	M	72010	Disposed		Common Stock (72010)	Direct

Footnotes

F1: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.

F2: On October 7, 2022, the reporting person was granted 144,021 RSUs, vesting in two equal annual installments on April 11 of each of 2023 and 2024.