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Nauticus Robotics, Inc. — Director's Dealing 2023
May 6, 2023
35025_dirs_2023-05-05_0fdeb2d6-478b-4bb5-925e-d4556911da9e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nauticus Robotics, Inc. (KITT)
CIK: 0001849820
Period of Report: 2023-05-03
Reporting Person: Radford Nicolaus (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-03 | Common Stock | M | 19853 | — | Acquired | 2976309 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-03 | RSU | $ | M | 19853 | Disposed | Common Stock (19853) | Direct |
Footnotes
F1: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock.
F2: On April 3, the reporting person was granted 19,853 RSUs, all of which vested on May 3, 2023.
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