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Nauticus Robotics, Inc. — Director's Dealing 2023
May 24, 2023
35025_dirs_2023-05-23_9d7636b0-380c-4dc9-a88a-45eb7e79ea53.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nauticus Robotics, Inc. (KITT)
CIK: 0001849820
Period of Report: 2023-05-16
Reporting Person: Rangan Padmanabhan (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-16 | Common Stock | M | 72010 | — | Acquired | 84842 | Direct |
| 2023-05-19 | Common Stock | F | 19463 | $1.85 | Disposed | 65379 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-16 | RSU | $ | M | 72010 | Disposed | Common Stock (72010) | Direct |
Footnotes
F1: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock.
F2: On December 7, 2022, the reporting person was granted 144,021 RSUs, vesting in two equal installments on each of May 16, 2023 and May 16, 2024.
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