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Nauticus Robotics, Inc. — Director's Dealing 2023
Dec 12, 2023
35025_dirs_2023-12-11_a052d72d-3216-4cc4-90e3-70a274627ffb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nauticus Robotics, Inc. (KITT)
CIK: 0001849820
Period of Report: 2023-12-08
Reporting Person: Hay Victoria (Chief Financial Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-08 | Restricted Stock Units | $ | A | 40000 | Acquired | Common Stock (40000) | Direct |
Footnotes
F1: Each Restricted Stock Unit ("RSU"), issued on December 8, 2023, was issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee (or other service provider) or director of the Company, its affiliates or subsidiaries.
F2: The RSUs will vest at the earlier of Mrs. Hay's departure and one year from the date of grant.
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