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Nauticus Robotics, Inc. — Director's Dealing 2022
Sep 14, 2022
35025_dirs_2022-09-13_807d6cd8-d938-481a-9a45-a78d6a773790.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nauticus Robotics, Inc. (KITT)
CIK: 0001849820
Period of Report: 2022-09-09
Reporting Person: Radford Nicolaus (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-09-09 | Common Stock | A | 2956456 | — | Acquired | 2956456 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-16 | Employee Stock Options (Right to Buy) | $2.50 | A | 536992 | Acquired | 2031-12-16 | Common Stock (536992) | Direct |
Footnotes
F1: The securities were acquired in connection with the business combination of CleanTech Acquisition Corp. ("CLAQ"), CleanTech Merger Sub, Inc., a wholly owned subsidiary of CLAQ, and Nauticus Robotics, Inc., dated December 16, 2021 and consummated on September 9, 2022.
F2: Employee stock options were initially granted on December 16, 2021 under the 2015 Equity Incentive Plan. 25% of the options are exercisable on December 16, 2022, with the remainder being exercisable pro rata over the subsequent 36 months.