Nauticus Robotics, Inc. — Director's Dealing 2022

Sep 23, 2022

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Nauticus Robotics, Inc. (KITT)
CIK: 0001849820
Period of Report: 2022-09-09

Reporting Person: TRANSOCEAN INC (N/A)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value U.S. $0.0001	11159695	Direct

Footnotes

F1: Consists of (i) 8,329,492 shares of Common Stock that the Reporting Person received following the completion of the business combination on September 9. 2022 pursuant to that certain Merger Agreement, dated as of December 16, 2021, as amended on January 30, 2022 and June 6, 2022, by and among CleanTech Acquisition Corp., CleanTech Merger Sub, Inc., Nauticus Robotics, Inc., and Nicolaus Radford, solely in his capacity as the stockholder representative (the "Merger Agreement"), as merger consideration, (ii) 2,080,203 additional shares of Common Stock that the Reporting Person has the right to receive if, on or before September 9, 2027, the Common Stock meets or exceeds certain target prices as set forth in the Merger Agreement, and (iii) 750,000 shares purchased by the Reporting Person pursuant to subscription agreements that were entered into during a private placement which was consummated concurrently with the business combination.