Natwest Group PLC

Foreign Filer Report • Jan 31, 2022

6-K 1 natwestgroupplc-januaryba.htm BATCH FILING Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2022 Issuer Direct Corporation natwestgroupplc-januaryba

FORM 6-K

SECURITIES AND EXCHANGE COMMISSION

Washington D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

of the Securities Exchange Act of 1934

For the month of January 2022

Commission File Number: 001-10306

NatWest Group plc

RBS, Gogarburn, PO Box 1000

Edinburgh EH12 1HQ

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F X Form 40-F ___

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):___

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):___

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes ___ No X

If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- __

The following information was issued as Company announcements in London, England and is furnished pursuant to General Instruction B to the General Instructions to Form 6-K:

Q3 2016 Interim Management Statement

| Exhibit
No. 1 | Holding(s)
in Company dated 14 January 2022 |
| --- | --- |
| Exhibit
No. 2 | Total
Voting Rights dated 31 January 2022 |

Exhibit No. 1

TR-1: Standard form for notification of major holdings

| NOTIFICATION OF MAJOR HOLDINGS (to
be sent to the relevant issuer and to
the FCA in Microsoft Word format if possible) i — 1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attached ii : | | NatWest Group plc | | |
| --- | --- | --- | --- | --- |
| 1b. Please indicate if the issuer is a non-UK
issuer (please mark with
an "X" if appropriate) | | | | |
| Non-UK issuer | | | | |
| 2. Reason for the notification (please mark the appropriate box or boxes with an
"X") | | | | |
| An acquisition or disposal of voting rights | | | | x |
| An acquisition or disposal of financial instruments | | | | |
| An event changing the breakdown of voting rights | | | | |
| Other (please specify) iii : | | | | |
| 3. Details of person subject to the notification
obligation iv | | | | |
| Name | | The Commissioners of Her Majesty's Treasury | | |
| City and country of registered office (if applicable) | | London, England | | |
| 4. Full name of shareholder(s) (if different from 3.) v | | | | |
| Name | | The Solicitor for the Affairs of Her Majesty's
Treasury | | |
| City and country of registered office (if applicable) | | London, England | | |
| 5. Date on which the threshold was crossed or
reached vi : | | 13 January 2022 | | |
| 6. Date on which issuer notified (DD/MM/YYYY): | | 13 January 2022 | | |
| 7. Total positions of person(s) subject to the notification
obligation | | | | |
| | % of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments(total of
8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights of issuer vii |
| Resulting situation on the date on which threshold was crossed or
reached | 51.98% | | 51.98% | 45,150,112,260 |
| Position of previous notification (if applicable) | 52.96% | | 52.96% | |

| 8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached viii | | | | | |
| --- | --- | --- | --- | --- | --- |
| A: Voting rights attached to shares | | | | | |
| Class/type ofshares ISIN code (if possible) | Number of voting rights ix | | % of voting rights | | |
| | Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
| Ordinary Shares of £1 each GB00B7T77214 | 23,470,427,920 | | 51.98% | | |
| SUBTOTAL 8. A | 23,470,427,920 | | 51.98% | | |
| B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a)) | | | | | |
| Type of financial instrument | Expirationdate x | Exercise/Conversion Period xi | Number of voting rights that may be acquired if the instrument is
exercised/converted. | | % of voting rights |
| | | SUBTOTAL 8. B 1 | | | |
| B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b)) | | | | | |
| Type of financial instrument | Expirationdate x | Exercise/Conversion Period xi | Physical or cash settlement xii | Number of voting rights | % of voting rights |
| | | | SUBTOTAL 8.B.2 | | |
| 9. Information in relation to the person subject to the
notification obligation (please mark the applicable
box with an "X") | | | | | |
| Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer xiii | | | | | |
| Full chain of controlled
undertakings through which the voting rights and/or thefinancial
instruments are effectively held starting with the ultimate
controlling natural person or legal entity xiv (please
add additional rows as necessary) | | | | | x |
| Name xv | % of voting rights if it equals or is higher than the notifiable
threshold | % of voting rights through financial instruments if it equals or is
higher than the notifiable threshold | | Total of both if it equals or is higher than the notifiable
threshold | |
| UK Government Investments Limited, a company wholly-owned by Her
Majesty's Treasury, is entitled to exercise control over the voting
rights which are the subject of this notification (pursuant to
certain management arrangements agreed with Her Majesty's
Treasury). The Solicitor for the Affairs of Her Majesty's Treasury is acting
as nominee for The Commissioners of Her Majesty's
Treasury. | | | | | |
| The Commissioners of Her Majesty's Treasury | 51.98% | | | 51.98% | |
| 10. In
case of proxy voting, please identify: | | | | | |
| Name of the proxy holder | | | | | |
| The number and % of voting rights held | | | | | |
| The date until which the voting rights will be held | | | | | |
| 11. Additional information xvi | | | | | |
| The Solicitor for the Affairs of Her Majesty's Treasury is acting
as nominee for The Commissioners of Her Majesty's Treasury
(HMT). The percentage of voting rights held by HMT in NatWest Group plc
(NWG), as shown on this form (51.98%), has been calculated
following the disposal by HMT of 170,414,984 ordinary shares in NWG
since its last TR-1 notification on 8 November 2021. This calculation does not take into account any shares repurchased
by NWG under its share buyback programme since the last Total
Voting Rights announcement on 31 December 2021. The percentage of
voting rights held by HMT could move up or down going forward
depending on the number of shares repurchased by NWG and the
progress of sales under HMT's trading plan announced on 22 July
2021. | | | | | |

Place of completion	London, England
Date of completion	13 January 2022

Legal Entity Identifier: 2138005O9XJIJN4JPN90

Exhibit No. 2

NatWest Group plc

Total Voting Rights and Capital

In conformity with the Disclosure Guidance and Transparency Rules, NatWest Group plc ("NWG") hereby notifies the following in respect of its issued share capital with voting rights as at 31 January 2022.

Share Class and nominal value	Number of Shares issued	Voting rights per share	Total Voting rights -
			31 January 2022
Ordinary
Shares of £1	11,257,104,899	4	45,028,419,596
Ordinary
Shares of £1 held in treasury	178,377,068	4	Voting
rights not exercisable
11%
Cumulative Preference Shares of £1	240,686	4	962,744
5.5%
Cumulative Preference Shares of £1	242,454	4	969,816
Total:	11,435,965,107		45,030,352,156

Shareholders may use the above figure (45,030,352,156) for their calculations to determine whether they are required to notify their interest in, or a change to their interest in NWG under the FCA's Disclosure Guidance and Transparency Rules.

Legal Entity Identifier: 2138005O9XJIJN4JPN90

Date: 31 January 2022

| NATWEST
GROUP plc (Registrant) |
| --- |
| By: /s/
Jan Cargill |
| Name:
Jan Cargill |
| Title:
Chief Governance Officer and Company Secretary |

page break