AI assistant
NATIONAL RESEARCH CORP — Director's Dealing 2019
Jan 7, 2019
33341_dirs_2019-01-07_b21a450e-a4be-4692-bbe3-efd354787030.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NATIONAL RESEARCH CORP (NRCI)
CIK: 0000070487
Period of Report: 2019-01-03
Reporting Person: Hays Michael D. (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-07 | Common Stock | M | 20109 | $8.13 | Acquired | 22180 | Direct |
| 2019-01-07 | Common Stock | F | 9098 | $38.08 | Disposed | 13082 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-01-07 | Employee Stock Option (right to buy) | $8.12 | M | 20109 | Disposed | 2019-01-05 | Common Stock (20109) | Direct |
| 2019-01-03 | Employee Stock Option (right to buy) | $38.30 | A | 4990 | Acquired | 2029-01-03 | Common Stock (4990) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 139095 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $6.29 | 2020-01-05 | Common Stock (26481) | 26481 | Direct |
| Employee Stock Option (right to buy) | $9.14 | 2021-01-05 | Common Stock (17745) | 17745 | Direct |
| Employee Stock Option (right to buy) | $10.75 | 2022-01-05 | Common Stock (14949) | 14949 | Direct |
| Employee Stock Option (right to buy) | $14.50 | 2023-01-07 | Common Stock (10938) | 10938 | Direct |
| Employee Stock Option (right to buy) | $18.80 | 2024-01-07 | Common Stock (2904) | 2904 | Direct |
| Employee Stock Option (right to buy) | $13.17 | 2025-01-06 | Common Stock (10014) | 10014 | Direct |
| Employee Stock Option (right to buy) | $15.23 | 2026-01-05 | Common Stock (9145) | 9145 | Direct |
| Employee Stock Option (right to buy) | $18.8 | 2027-01-04 | Common Stock (7478) | 7478 | Direct |
| Employee Stock Option (right to buy) | $36.8 | 2028-01-03 | Common Stock (5193) | 5193 | Direct |
Footnotes
F1: The reporting person disclaims beneficial ownership of these shares.
F2: This option became fully exercisable on January 5, 2014.
F3: This option became fully exercisable on January 5, 2015.
F4: This option became fully exercisable on January 5, 2016.
F5: This option became fully exercisable on January 5, 2017.
F6: This option became fully exercisable on January 7, 2018.
F7: This option becomes fully exercisable on January 7, 2019.
F8: This option becomes fully exercisable on January 6, 2020.
F9: This option becomes fully exercisable on January 5, 2021.
F10: This option becomes fully exercisable on January 4, 2022.
F11: This option becomes fully exercisable on January 3, 2023.
F12: This option becomes fully exercisable on January 3, 2024.