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NATIONAL RESEARCH CORP — Director's Dealing 2016
May 16, 2016
33341_dirs_2016-05-16_698a19b1-f4e4-470c-b47d-38ebdfc130b9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NATIONAL RESEARCH CORP (NRCIA/B)
CIK: 0000070487
Period of Report: 2016-05-12
Reporting Person: MARTIN JOANN M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-12 | Class B Common Stock | M | 2300 | $18.11 | Acquired | 30008 | Direct |
| 2016-05-12 | Class B Common Stock | M | 6000 | $19.98 | Acquired | 36008 | Direct |
| 2016-05-12 | Class B Common Stock | F | 4275 | $37.78 | Disposed | 31733 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-12 | Director Stock Option (Right to Buy) | $18.11 | M | 2300 | Disposed | 2018-05-02 | Class B Common Stock (2300) | Direct |
| 2016-05-12 | Director Stock Option (Right to Buy) | $19.98 | M | 6000 | Disposed | 2021-05-06 | Class B Common Stock (6000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 166248 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Director Stock Option (Right to Buy) | $8.49 | 2018-05-02 | Class A Common Stock (13800) | 13800 | Direct |
| Director Stock Option (Right to Buy) | $9.73 | 2021-05-06 | Class A Common Stock (36000) | 36000 | Direct |
| Director Stock Option (Right to Buy) | $13.81 | 2022-05-11 | Class A Common Stock (36000) | 36000 | Direct |
| Director Stock Option (Right to Buy) | $16.89 | 2023-05-09 | Class A Common Stock (36000) | 36000 | Direct |
| Director Stock Option (Right to Buy) | $14.95 | 2024-05-08 | Class A Common Stock (36000) | 36000 | Direct |
| Director Stock Option (Right to Buy) | $14.21 | 2015-05-07 | Class A Common Stock (36000) | 36000 | Direct |
| Director Stock Option (Right to Buy) | $14.19 | 2026-05-11 | Class A Common Stock (36000) | 36000 | Direct |
| Director Stock Option (Right to Buy) | $26.1 | 2022-05-11 | Class B Common Stock (6000) | 6000 | Direct |
| Director Stock Option (Right to Buy) | $30.72 | 2023-05-09 | Class B Common Stock (6000) | 6000 | Direct |
| Director Stock Option (Right to Buy) | $43.91 | 2024-05-08 | Class B Common Stock (6000) | 6000 | Direct |
| Director Stock Option (Right to Buy) | $34.50 | 2015-05-07 | Class B Common Stock (6000) | 6000 | Direct |
| Director Stock Option (Right to Buy) | $37.78 | 2026-05-11 | Class B Common Stock (6000) | 6000 | Direct |
Footnotes
F1: Reflects payment of option exercise expense.
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