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NATIONAL RESEARCH CORP — Director's Dealing 2012
Feb 16, 2012
33341_dirs_2012-02-16_d497bd56-ead1-4cab-92b8-217b4fe87863.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NATIONAL RESEARCH CORP (NRCI)
CIK: 0000070487
Period of Report: 2012-02-08
Reporting Person: Hays Michael D. (Director, CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-08 | Common Stock | G | 300000 | — | Disposed | 4359636 | Direct |
| 2012-02-08 | Common Stock | G | 300000 | — | Acquired | 300250 | Indirect |
| 2012-02-09 | Common Stock | S | 236806 | $41.495 | Disposed | 4122830 | Direct |
| 2012-02-09 | Common Stock | S | 236806 | $41.495 | Disposed | 63444 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 25 | Indirect |
| Common Stock | 50 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $16.1 | 2014-01-05 | Common Stock (18298) | 18298 | Direct |
| Employee Stock Option (right to buy) | $17.25 | 2016-01-05 | Common Stock (11078) | 11078 | Direct |
| Employee Stock Option (right to buy) | $22.87 | 2017-01-05 | Common Stock (8356) | 8356 | Direct |
| Employee Stock Option (right to buy) | $26.5 | 2018-01-04 | Common Stock (7211) | 7211 | Direct |
| Employee Stock Option (right to buy) | $28.51 | 2019-01-05 | Common Stock (6703) | 6703 | Direct |
| Employee Stock Option (right to buy) | $21.65 | 2020-01-05 | Common Stock (8827) | 8827 | Direct |
| Employee Stock Option (right to buy) | $32.31 | 2021-01-05 | Common Stock (5915) | 5915 | Direct |
| Employee Stock Option (right to buy) | $38.35 | 2022-01-05 | Common Stock (4983) | 4983 | Direct |
Footnotes
F1: The reporting person disclaims beneficial ownership of these shares.
F2: Constitutes a substitution of property within certain GRAT agreements.
F3: This option became fully exercisable on January 5, 2009.
F4: This option became fully exercisable on January 5, 2011.
F5: This option became fully exercisable on January 5, 2012.
F6: This option becomes fully exercisable on January 4, 2013.
F7: This option becomes fully exercisable on January 5, 2014.
F8: This option becomes fully exercisable on January 5, 2015.
F9: This option becomes fully exercisable on January 5, 2016.
F10: This option becomes fully exercisable on January 5, 2017.