National Grid PLC — Director's Dealing 2023

Sep 29, 2023

6-K 1 nationalgridplc-september.htm BATCH FILING Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2023 Issuer Direct Corporation nationalgridplc-september

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934

Date: 29 September 2023

Commission File Number: 001-14958

NATIONAL GRID plc

(Translation of registrant’s name into English)

England and Wales

(Jurisdiction of Incorporation)

1-3 Strand, London, WC2N 5EH, United Kingdom

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

☒ Form 20-F ☐ Form 40-F

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3- 2(b) under the Securities Exchange Act of 1934. ☐ Yes ☒ No

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): n/a

EXHIBIT INDEX

Exhibit No.	Description
99.1	Exhibit
99.1 Announcement sent to the London Stock Exchange on 04 September
2023 —
Total Voting Rights
99.2	Exhibit
99.2 Announcement sent to the London Stock Exchange on 08 September
2023 —
Director/PDMR Shareholding
99.3	Exhibit
99.3 Announcement sent to the London Stock Exchange on 21 September
2023 —
Senior Independent Director & Committee Changes

Exhibit 99.1

4 September 2023

National Grid plc ('National Grid' or 'Company')

Voting Rights update

National Grid's registered capital as of 31 August 2023 consisted of 3,935,660,942 ordinary shares, of which, 247,619,970 were held as treasury shares; leaving a balance of 3,688,040,972 with voting rights.

The figure of 3,688,040,972 may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, National Grid under the FCA's Disclosure Guidance and Transparency Rules.

Pritti Patel

General Counsel, Corporate and Deputy Company Secretary

Exhibit 99.2

8 September 2023

National Grid plc ('National Grid' or 'Company')

Notification of Transactions of Persons Discharging Managerial Responsibilities ('PDMRs')

This announcement is made in accordance with Article 19 of the Market Abuse Regulation ('MAR') and relates to the National Grid Share Incentive Plan ('SIP') monthly purchases on behalf of PDMRs.

In accordance with MAR the relevant Financial Conduct Authority ('FCA') notifications are set out below.

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Andy
Agg | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
Financial Officer | |
| b) | Initial notification /Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | National
Grid plc | |
| b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
| b) | Nature of the transaction | Monthly purchase of securities ("partnership shares") under the
Share Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | GBP 9.871 | 15 |
| d) | Aggregated information - Aggregated volume - Price | | |
| e) | Date of the transaction | 2023.09.07 | |
| f) | Place of the transaction | London
Stock Exchange (XLON) | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | John
Pettigrew | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
Executive Officer | |
| b) | Initial notification /Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | National
Grid plc | |
| b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
| b) | Nature of the transaction | Monthly purchase of securities ("partnership shares") under the
Share Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | GBP 9.871 | 15 |
| d) | Aggregated information - Aggregated volume - Price | | |
| e) | Date of the transaction | 2023.09.07 | |
| f) | Place of the transaction | London
Stock Exchange (XLON) | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Will
Serle | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
People & Culture Officer | |
| b) | Initial notification /Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | National
Grid plc | |
| b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
| b) | Nature of the transaction | Monthly purchase of securities ("partnership shares") under the
Share Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | GBP 9.871 | 15 |
| d) | Aggregated information - Aggregated volume - Price | | |
| e) | Date of the transaction | 2023.09.07 | |
| f) | Place of the transaction | London
Stock Exchange (XLON) | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Ben Wilson | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief Strategy and External Affairs Officer | |
| b) | Initial notification /Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | National
Grid plc | |
| b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
| b) | Nature of the transaction | Monthly purchase of securities ("partnership shares") under the
Share Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | GBP 9.871 | 15 |
| d) | Aggregated information - Aggregated volume - Price | | |
| e) | Date of the transaction | 2023.09.07 | |
| f) | Place of the transaction | London
Stock Exchange (XLON) | |

Exhibit 99.3

21 September 2023

National Grid plc ('National Grid' or 'Company')

Senior Independent Director & Committee Changes

The Company today announces some changes to the role of Senior Independent Director and its Board Committees.

Further to the announcement on 17 May 2023 that Thérèse Esperdy would step down from the Board as a Non-Executive Director on 31 December 2023, Ian Livingston will succeed Thérèse as the Senior Independent Director effective as at 31 December 2023.

The following Committee changes will also take place on 1 October 2023:

●

Thérèse Esperdy will step down as being Chair of the Finance Committee. Thérèse will remain a member of the Finance Committee until 31 December 2023;

●

Ian Livingston will become Chair of the Finance Committee and step down as Chair of the Remuneration Committee. Ian will remain a member of the Remuneration Committee;

●

Martha Wyrsch will become Chair of the Remuneration Committee; and

●

Iain Mackay will become a member of the Finance Committee.

From 1 October 2023, the membership of each Board Committee is as follows:

Audit & Risk Committee :

Iain Mackay (Chair), Thérèse Esperdy, Liz Hewitt, Ian Livingston, Jonathan Silver

Finance Committee:

Ian Livingston (Chair), Andy Agg, Thérèse Esperdy, Liz Hewitt, Iain Mackay, John Pettigrew

People & Governance Committee :

Paula Rosput Reynolds (Chair), Thérèse Esperdy, Earl Shipp, Jonathan Silver, Tony Wood

Remuneration Committee:

Martha Wyrsch (Chair), Ian Livingston, Iain Mackay, Anne Robinson

Safety & Sustainability Committee:

Earl Shipp (Chair), Anne Robinson, Tony Wood, Martha Wyrsch

This announcement is made in accordance with Listing Rule 9.6.11.

Pritti Patel

General Counsel, Corporate and Deputy Company Secretary

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

| NATIONAL GRID
plc | |
| --- | --- |
| By: | /s/Sally Kenward _____ |
| | Sally Kenward Senior Assistant Company Secretary |

Date: 29 September 2023