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NATIONAL BEVERAGE CORP — Director's Dealing 2020
Dec 15, 2020
31271_dirs_2020-12-15_3510680f-1c07-4207-9b60-127067c74e00.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NATIONAL BEVERAGE CORP (FIZZ)
CIK: 0000069891
Period of Report: 2020-12-11
Reporting Person: HATHORN SAMUEL C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-11 | Common Stock | X | 745 | $0.01 | Acquired | 76133 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-11 | KEEP STOCK OPTION | $0.01 | X | 745 | Disposed | 2023-12-06 | Common Stock (745) | Direct |
Footnotes
F1: Reflects exercise of options granted to Mr. Hathorn under the Company's Key Employee Equity Partnership Program ("KEEP") on December 6, 2013. KEEP participants receive a grant equal to 50% of the number of shares of the Company's common stock purchased on the open market. KEEP options are granted at an initial exercise price of 60% of the purchase price of the shares acquired and such price is reduced to the par value of the Company's common stock over a six-year vesting period. Reference is made to Exhibit 10.8 of the Company's Form 10-K for the year ended May 2, 2020.