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NATHANS FAMOUS, INC. — Director's Dealing 2016
Nov 2, 2016
32933_dirs_2016-11-02_8b8d122c-c2d2-426f-9c55-79a85e859b46.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NATHANS FAMOUS INC (NATH)
CIK: 0000069733
Period of Report: 2016-11-01
Reporting Person: LORBER HOWARD M (Director, Executive Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-01 | Common Stock | F | 5558 | — | Disposed | 732138 | Direct |
| 2016-11-01 | Common Stock | J | 4442 | — | Disposed | 727696 | Direct |
| 2016-11-01 | Common Stock | J | 4442 | — | Acquired | 20320 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 250000 | Indirect |
Footnotes
F1: Transaction represents withholding of shares, at a value of $52.00 per share, to satisfy the tax withholding obligations following the vesting of 10,000 shares of restricted stock on November 1, 2016.
F2: Represents a contribution of shares from Mr. Lorber to Lorber Gamma LP (the "Lorber LP"). Mr. Lorber serves as the Managing Member of the Lorber LP's general partner and as such has voting and dispositive power with respect to such shares.
F3: Represents shares owned by the Lorber LP. Mr. Lorber serves as the Managing Member of the Lorber LP's general partner and as such has voting and dispositive power with respect to such shares.
F4: Represents shares owned by the Lorber Alpha II LP (the "Lorber II LP"). Mr. Lorber serves as the Managing Member of the Lorber II LP's general partner and as such has voting and dispositive power with respect to such shares.