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NATHANS FAMOUS, INC. — Director's Dealing 2015
Mar 4, 2015
32933_dirs_2015-03-04_1864db64-ceb2-481c-9d93-0e72bb538731.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NATHANS FAMOUS INC (NATH)
CIK: 0000069733
Period of Report: 2015-03-03
Reporting Person: Raich Charles (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-03 | Common Stock | M | 15000 | $13.0800 | Acquired | 19546 | Direct |
| 2015-03-03 | Common Stock | M | 7500 | $17.7500 | Acquired | 27046 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-03 | 2002 Stock Incentive Plan (Right to Buy) | $13.0800 | M | 15000 | Disposed | 2016-06-13 | Common Stock (15000) | Direct |
| 2015-03-03 | 2010 Stock Incentive Plan (Right to Buy) | $17.7500 | M | 7500 | Disposed | 2016-06-05 | Common Stock (7500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5510 | Indirect |
Footnotes
F1: These shares were acquired through the exercise of stock options granted on June 14, 2006 pursuant to the Issuer's 2002 Stock Incentive Plan.
F2: These shares were acquired through the exercise of stock options granted on June 6, 2011 pursuant to the Issuer's 2010 Stock Incentive Plan.
F3: These shares are owned by Raich Ende Malter & Co., LLP, an entity of which Mr. Raich is the founding partner.
F4: Options vested 20% on each of the first through fifth anniversaries of June 14, 2006, the grant date.
F5: Options vested 25% on each of the first through fourth anniversaries of June 6, 2011, the grant date.