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NATHANS FAMOUS, INC. — Director's Dealing 2015
Mar 10, 2015
32933_dirs_2015-03-10_2e89212f-eac2-41d9-a207-9c0b9aafbde7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NATHANS FAMOUS INC (NATH)
CIK: 0000069733
Period of Report: 2015-03-06
Reporting Person: DEVOS RONALD G (VP-Fin, CFO and Secy)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-06 | Common Stock | M | 7500 | $13.08 | Acquired | 26500 | Direct |
| 2015-03-06 | Common Stock | F | 3680 | $73.21 | Disposed | 22820 | Direct |
| 2015-03-06 | Common Stock | M | 9375 | $17.75 | Acquired | 32195 | Direct |
| 2015-03-06 | Common Stock | F | 4887 | $73.21 | Disposed | 27308 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-06 | 2002 Stock Option Plan (Right to Buy) | $13.08 | M | 7500 | Disposed | 2016-06-13 | Common Stock (7500) | Direct |
| 2015-03-06 | 2010 Stock Incentive Plan (Right to Buy) | $17.75 | M | 9375 | Disposed | 2016-06-05 | Common Stock (9375) | Direct |
Footnotes
F1: These shares were acquired through the exercise of stock options granted on June 14, 2006 pursuant to the Issuer's 2002 Stock Incentive Plan.
F2: Transaction represents withholding of shares based on a net exercise to satisfy tax withholding obligation and exercise cost.
F3: These shares were acquired through the exercise of stock options granted on June 6, 2011 pursuant to the Issuer's 2010 Stock Incentive Plan.
F4: Options vested 20% on each of the first through fifth anniversaries of June 14, 2006, the grant date.
F5: Options vested 25% on each of the first through fourth anniversaries of June 6, 2011, the grant date.