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NATHANS FAMOUS, INC. — Director's Dealing 2015
Mar 12, 2015
32933_dirs_2015-03-12_af39b95a-6b09-4c20-be4d-f767265a1a8f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NATHANS FAMOUS INC (NATH)
CIK: 0000069733
Period of Report: 2015-03-10
Reporting Person: GENSON BRIAN S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-10 | Common Stock | M | 4000 | $13.08 | Acquired | 28407 | Direct |
| 2015-03-10 | Common Stock | F | 730 | $71.63 | Disposed | 27677 | Direct |
| 2015-03-10 | Common Stock | M | 7500 | $17.75 | Acquired | 35177 | Direct |
| 2015-03-10 | Common Stock | F | 1859 | $71.63 | Disposed | 33318 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-10 | 2002 Stock Option Plan (Right to Buy) | $13.08 | M | 4000 | Disposed | 2016-06-13 | Common Stock (4000) | Direct |
| 2015-03-10 | 2010 Stock Incentive Plan (Right to Buy) | $17.75 | M | 7500 | Disposed | 2016-06-05 | Common Stock (7500) | Direct |
Footnotes
F1: These shares were acquired through the exercise of stock options granted on June 14, 2006 pursuant to the Issuer's 2002 Stock Incentive Plan.
F2: Transaction represents withholding of shares based on a net exercise to satisfy tax withholding obligation and exercise cost.
F3: These shares were acquired through the exercise of stock options granted on June 6, 2011 pursuant to the Issuer's 2010 Stock Incentive Plan.
F4: Options vested 20% on each of the first through fifth anniversaries of June 14, 2006, the grant date.
F5: Options vested 25% on each of the first through fourth anniversaries of June 6, 2011, the grant date.