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NATHANS FAMOUS, INC. — Director's Dealing 2015
Mar 13, 2015
32933_dirs_2015-03-13_23aac699-f0f2-49cf-a0e2-1b7f6c518f60.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NATHANS FAMOUS INC (NATH)
CIK: 0000069733
Period of Report: 2015-03-13
Reporting Person: PETROCELLI ATTILIO (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-13 | Common Stock | M | 15000 | $13.08 | Acquired | 96722 | Direct |
| 2015-03-13 | Common Stock | M | 7500 | $17.75 | Acquired | 104222 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-13 | 2002 Stock Option Plan (Right to Buy) | $13.08 | M | 15000 | Disposed | 2016-06-13 | Common Stock (15000) | Direct |
| 2015-03-13 | 2010 Stock Incentive Plan (Right to Buy) | $17.75 | M | 7500 | Disposed | 2016-06-05 | Common Stock (7500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 36000 | Indirect |
Footnotes
F1: These shares were acquired through the exercise of stock options granted on June 14, 2006 pursuant to the Issuer's 2002 Stock Incentive Plan.
F2: These shares were acquired through the exercise of stock options granted on June 6, 2011 pursuant to the Issuer's 2010 Stock Incentive Plan.
F3: These shares are owned directly by an entity of which Mr. Petrocellin is the principal stockholder and principal executive officer.
F4: Options vested 20% on each of the first through fifth anniversaries of June 14, 2006, the grant date.
F5: Options vested 25% on each of the first through fourth anniversaries of June 6, 2011, the grant date.