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NATHANS FAMOUS, INC. — Director's Dealing 2013
Jan 2, 2013
32933_dirs_2013-01-02_0777c900-ac93-42fa-a755-78de3aaffde5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NATHANS FAMOUS INC (NATH)
CIK: 0000069733
Period of Report: 2012-12-28
Reporting Person: GATOFF ERIC (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-28 | Common Stock | M | 15000 | $13.08 | Acquired | 29783 | Direct |
| 2012-12-28 | Common Stock | M | 12500 | $17.75 | Acquired | 42283 | Direct |
| 2012-12-28 | Common Stock | F | 17862 | $33.65 | Disposed | 24421 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-28 | Stock Option (Right to Buy) | $13.08 | M | 15000 | Disposed | 2016-06-13 | Common Stock (15000) | Direct |
| 2012-12-28 | Stock Option (Right to Buy) | $17.75 | M | 12500 | Disposed | 2016-06-05 | Common Stock (12500) | Direct |
Footnotes
F1: These shares were acquired through the exercise of stock options granted on June 14, 2006 pursuant to the Issuer's 2002 Stock Incentive Plan.
F2: These shares were acquired through the exercise of stock options granted on June 6, 2011 pursuant to the Issuer's 2010 Stock Incentive Plan.
F3: The 15,000 options vested in equal installments on June 14, 2007, June 14, 2008 and June 14, 2009.
F4: The 12,500 shares constitute the vested portion of the option granted on June 6, 2011 which was first exercisable on June 6, 2012.