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NATHANS FAMOUS, INC. — Director's Dealing 2013
Jun 7, 2013
32933_dirs_2013-06-07_9d4e11a1-ee5a-44f4-a296-faff8eef9065.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NATHANS FAMOUS INC (NATH)
CIK: 0000069733
Period of Report: 2013-06-06
Reporting Person: EIDE ROBERT J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-06-06 | Common Stock | M | 15000 | $13.08 | Acquired | 16825 | Direct |
| 2013-06-06 | Common Stock | M | 5000 | $17.75 | Acquired | 21825 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-06-06 | Stock Option (Right to Buy) | $13.08 | M | 15000 | Disposed | 2016-06-13 | Common Stock (15000) | Direct |
| 2013-06-06 | Stock Option (Right to Buy) | $17.75 | M | 5000 | Disposed | 2016-06-05 | Common Stock (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 75000 | Indirect |
Footnotes
F1: These shares were acquired through the exercise of stock options granted pursuant to the Issuer's 2002 Stock Incentive Plan.
F2: These shares were acquired through the exercise of stock options granted pursuant to the Issuer's 2010 Stock Incentive Plan.
F3: These shares are held indirectly as trustee for the Howard Lorber Irrevocable Trust.
F4: Options vested 20% on each of the first through fifth anniversaries of June 14, 2006, the grant date of these options.
F5: Such options were part of a grant of 10,000 options on June 6, 2011, which began vesting on June 6, 2012. 5,000 of these options have vested to date and the remaining 5,000 will vest in equal installments on the third and fourth anniversaries of the grant date of these options.