AI assistant
Natera, Inc. — Director's Dealing 2025
Jan 23, 2025
30253_dirs_2025-01-22_2e9277c7-7a30-4311-b5f8-629901547da5.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2025-01-20
Reporting Person: Sheena Jonathan (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-01-20 | Common Stock | M | 191 | — | Acquired | 262572 | Direct |
| 2025-01-21 | Common Stock | M | 144 | — | Acquired | 262716 | Direct |
| 2025-01-22 | Common Stock | S | 964 | $164.9488 | Disposed | 261752 | Direct |
| 2025-01-22 | Common Stock | S | 7 | $171.9091 | Disposed | 261745 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-01-20 | Restricted Stock Unit | $ | M | 191 | Disposed | Common Stock (191) | Direct | |
| 2025-01-21 | Restricted Stock Unit | $ | M | 144 | Disposed | Common Stock (144) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 44782 | Indirect |
| Common Stock | 44782 | Indirect |
Footnotes
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
F2: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and made pursuant to a written instruction that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act contained in the Reporting Person's Stock Unit Agreements granted on January 22, 2021, January 28, 2022, and January 27, 2023.
F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.90 to $171.9160 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: Held for the benefit of the beneficiaries of the trust. The Reporting Person disclaims beneficial ownership over such securities.
F5: The RSUs vest over four years. 25% of the RSUs vested on January 20, 2023 and the remaining shares vest in 12 equal quarterly installments thereafter.
F6: The RSUs vest over four years. 25% of the RSUs vested on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter