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Natera, Inc. — Director's Dealing 2025
Apr 2, 2025
30253_dirs_2025-04-01_386c9b41-efb9-40ea-8465-0b2d6c2b692f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2025-03-28
Reporting Person: Chapman Steven Leonard (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-03-28 | Common Stock | M | 18750 | — | Acquired | 222104 | Direct |
| 2025-03-31 | Common Stock | S | 9311 | $138.4101 | Disposed | 212793 | Direct |
| 2025-03-31 | Common Stock | S | 252 | $138.4164 | Disposed | 212541 | Direct |
| 2025-04-01 | Common Stock | S | 2515 | $139.3925 | Disposed | 210026 | Direct |
| 2025-04-01 | Common Stock | S | 8027 | $140.2018 | Disposed | 201999 | Direct |
| 2025-04-01 | Common Stock | S | 4022 | $141.1132 | Disposed | 197977 | Direct |
| 2025-04-01 | Common Stock | S | 1334 | $142.2796 | Disposed | 196643 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-03-28 | Restricted Stock Unit | $ | M | 18750 | Disposed | Common Stock (18750) | Direct |
Footnotes
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
F2: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and made pursuant to a written instruction that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act contained in the Reporting Person's Stock Unit Agreement granted on January 22, 2021.
F3: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2023, as amended on December 2, 2024.
F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.67 to $139.63 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.68 to $140.67 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.71 to $141.49 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $142.12 to $142.41 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8: On January 22, 2021, the Reporting Person was granted RSUs covering 75,000 shares of Common Stock which vest in tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. On March 28, 2025, the criteria was satisfied for the vesting of RSUs covering 18,750 shares of Common Stock.