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Natera, Inc. — Director's Dealing 2024
Jan 24, 2024
30253_dirs_2024-01-23_754d36fb-7309-4d3a-9f40-64fa6889dca8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2024-01-20
Reporting Person: Sheena Jonathan (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-01-20 | Common Stock | M | 191 | — | Acquired | 469934 | Direct |
| 2024-01-21 | Common Stock | M | 143 | — | Acquired | 470077 | Direct |
| 2024-01-22 | Common Stock | S | 118 | $68.16 | Disposed | 469959 | Direct |
| 2024-01-22 | Common Stock | S | 233 | $68.16 | Disposed | 469726 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-01-20 | Restricted Stock Unit | $ | M | 191 | Disposed | Common Stock (191) | Direct | |
| 2024-01-21 | Restricted Stock Unit | $ | M | 143 | Disposed | Common Stock (143) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 21155 | Indirect |
| Common Stock | 21155 | Indirect |
Footnotes
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
F2: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.
F3: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2022.
F4: Held for the benefit of the Reporting Person's minor children. The Reporting Person disclaims beneficial ownership over such securities.
F5: The RSUs vest over four years. 25% of the RSUs vested on January 20, 2023 and the remaining shares vest in 12 equal quarterly installments thereafter.
F6: The RSUs vest over four years. 25% of the RSUs vested on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter