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Natera, Inc. — Director's Dealing 2024
Mar 16, 2024
30253_dirs_2024-03-15_da6b09e4-c2fd-48eb-9a7a-43b885030c2a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2024-03-15
Reporting Person: Chapman Steven Leonard (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-15 | Common Stock | M | 21865 | $13.01 | Acquired | 268822 | Direct |
| 2024-03-15 | Common Stock | M | 27655 | $20.27 | Acquired | 296477 | Direct |
| 2024-03-15 | Common Stock | M | 18750 | $25.46 | Acquired | 315227 | Direct |
| 2024-03-15 | Common Stock | S | 19929 | $87.9648 | Disposed | 295298 | Direct |
| 2024-03-15 | Common Stock | S | 34960 | $88.9841 | Disposed | 260338 | Direct |
| 2024-03-15 | Common Stock | S | 28334 | $89.6308 | Disposed | 232004 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-03-15 | Stock Option (right to buy) | $13.01 | M | 21865 | Disposed | 2029-01-10 | Common Stock (21865) | Direct |
| 2024-03-15 | Stock Option (right to buy) | $20.27 | M | 27655 | Disposed | 2029-04-11 | Common Stock (27655) | Direct |
| 2024-03-15 | Stock Option (right to buy) | $25.46 | M | 18750 | Disposed | 2030-03-26 | Common Stock (18750) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 50910 | Indirect |
Footnotes
F1: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2023.
F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.44 to $88.42 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.44 to $89.43 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.44 to $89.90 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The Rosewood Trust is an irrevocable spendthrift trust for the benefit of the Reporting Person and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the Rosewood Trust, the Reporting Person has no enforceable rights to distributions. The Rosewood Trust is a fully discretionary trust and the distribution decisions for the Rosewood Trust are vested in a committee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
F6: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 2, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.
F7: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.
F8: The option shares are fully exercisable.