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Natera, Inc. Director's Dealing 2024

Apr 24, 2024

30253_dirs_2024-04-23_982e5f03-a8dd-4fc6-88e0-70ab7ca1fdd5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2024-04-20

Reporting Person: Brophy Michael Burkes (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-04-20 Common Stock M 1521 Acquired 72167 Direct
2024-04-21 Common Stock M 1145 Acquired 73312 Direct
2024-04-22 Common Stock M 1250 Acquired 74562 Direct
2024-04-23 Common Stock S 1523 $91.3792 Disposed 73039 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-04-20 Restricted Stock Unit $ M 1521 Disposed Common Stock (1521) Direct
2024-04-21 Restricted Stock Unit $ M 1145 Disposed Common Stock (1145) Direct
2024-04-22 Restricted Stock Unit $ M 1250 Disposed Common Stock (1250) Direct

Footnotes

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and made pursuant to a written instruction that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act contained in the Reporting Person's Stock Unit Agreements granted on January 22, 2021, October 22, 2021, and January 28, 2022.

F3: The RSUs vest over four years. 25% of the RSUs vested on January 20, 2023 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4: The RSUs vest over four years. 25% of the RSUs vested on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.

F5: The RSUs vest over four years. 25% of the RSUs vested on October 22, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.