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Natera, Inc. — Director's Dealing 2024
Apr 24, 2024
30253_dirs_2024-04-23_97fafb10-c236-403d-9814-1acca25fc1f6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2024-04-20
Reporting Person: Chapman Steven Leonard (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-04-20 | Common Stock | M | 3386 | — | Acquired | 231096 | Direct |
| 2024-04-21 | Common Stock | M | 1775 | — | Acquired | 232871 | Direct |
| 2024-04-23 | Common Stock | S | 2552 | $91.3792 | Disposed | 230319 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-04-20 | Restricted Stock Unit | $ | M | 3386 | Disposed | Common Stock (3386) | Direct | |
| 2024-04-21 | Restricted Stock Unit | $ | M | 1775 | Disposed | Common Stock (1775) | Direct |
Footnotes
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
F2: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and made pursuant to a written instruction that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act contained in the Reporting Person's Stock Unit Agreements granted on January 22, 2021 and January 28, 2022.
F3: The RSUs vest over four years. 25% of the RSUs vesedt on January 20, 2023 and the remaining shares vest in 12 equal quarterly installments thereafter.
F4: The RSUs vest over four years. 25% of the RSUs vested on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.