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Natera, Inc. — Director's Dealing 2024
Apr 24, 2024
30253_dirs_2024-04-23_4624e829-274c-4325-8a29-4f9260e2cfe2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2024-04-20
Reporting Person: RABINOWITZ DANIEL (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-04-20 | Common Stock | M | 856 | — | Acquired | 205695 | Direct |
| 2024-04-21 | Common Stock | M | 644 | — | Acquired | 206339 | Direct |
| 2024-04-23 | Common Stock | S | 787 | $91.3792 | Disposed | 205552 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-04-20 | Restricted Stock Unit | $ | M | 856 | Disposed | Common Stock (856) | Direct | |
| 2024-04-21 | Restricted Stock Unit | $ | M | 644 | Disposed | Common Stock (644) | Direct |
Footnotes
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
F2: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and made pursuant to a written instruction that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act contained in the Reporting Person's Stock Unit Agreements granted on January 22, 2021 and January 28, 2022.
F3: The RSUs vest over four years. 25% of the RSUs vested on January 20, 2023 and the remaining shares vest in 12 equal quarterly installments thereafter.
F4: The RSUs vest over four years. 25% of the RSUs vested on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.