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Natera, Inc. Director's Dealing 2024

Jul 24, 2024

30253_dirs_2024-07-23_c3f38b6b-e643-4146-bd05-5d0f7b7695b9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2024-07-20

Reporting Person: Chapman Steven Leonard (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-07-20 Common Stock M 3386 Acquired 211241 Direct
2024-07-21 Common Stock M 1774 Acquired 213015 Direct
2024-07-22 Common Stock S 2638 $105.1591 Disposed 210377 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-07-20 Restricted Stock Unit $ M 3386 Disposed Common Stock (3386) Direct
2024-07-21 Restricted Stock Unit $ M 1774 Disposed Common Stock (1774) Direct

Footnotes

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and made pursuant to a written instruction that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act contained in the Reporting Person's Stock Unit Agreement granted on January 22, 2021 and January 28, 2022, respectively.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.73 to $105.16 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The RSUs vest over four years. 25% of the RSUs vested on January 20, 2023 and the remaining shares vest in 12 equal quarterly installments thereafter.

F5: The RSUs vest over four years. 25% of the RSUs vested on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.