Natera, Inc. — Director's Dealing 2023

Jan 25, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2023-01-20

Reporting Person: Schueren Robert Alan (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-01-20	Common Stock	M	6087	—	Acquired	6087	Direct
2023-01-21	Common Stock	M	1145	—	Acquired	7232	Direct
2023-01-22	Common Stock	M	1250	—	Acquired	8482	Direct
2023-01-23	Common Stock	S	4256	$41.5597	Disposed	4226	Direct
2023-01-12	Common Stock	G	1100	—	Disposed	114141	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-01-20	Restricted Stock Unit	$	M	6087	Disposed		Common Stock (6087)	Direct
2023-01-21	Restricted Stock Unit	$	M	1145	Disposed		Common Stock (1145)	Direct
2023-01-22	Restricted Stock Unit	$	M	1250	Disposed		Common Stock (1250)	Direct

Footnotes

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2: Excludes 11,824 shares previously reported as owned directly which have been transferred to the Robert A Schueren & Deborah A Schueren Rev Trust.

F3: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

F4: Represents a charitable contribution by the Reporting Person.

F5: The Reporting Person is a trustee of the Robert A Schueren & Deborah A Schueren Rev Trust and has voting and dispositive power with respect to the reported shares. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F6: The RSUs vest over four years. 25% of the RSUs vested on January 20, 2023 and the remaining shares vest in 12 equal quarterly installments thereafter.

F7: The RSUs vest over four years. 25% of the RSUs vested on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter

F8: The RSUs vest over four years. 25% of the RSUs vested on October 22, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.