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Natera, Inc. — Director's Dealing 2023
Jan 25, 2023
30253_dirs_2023-01-24_5baa1742-03a0-4493-850c-86d02205c8d8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2023-01-20
Reporting Person: Brophy Michael Burkes (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-20 | Common Stock | M | 6087 | — | Acquired | 102901 | Direct |
| 2023-01-21 | Common Stock | M | 1145 | — | Acquired | 104046 | Direct |
| 2023-01-22 | Common Stock | M | 1250 | — | Acquired | 105296 | Direct |
| 2023-01-23 | Common Stock | S | 2273 | $41.5597 | Disposed | 103023 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-20 | Restricted Stock Unit | $ | M | 6087 | Disposed | Common Stock (6087) | Direct | |
| 2023-01-21 | Restricted Stock Unit | $ | M | 1145 | Disposed | Common Stock (1145) | Direct | |
| 2023-01-22 | Restricted Stock Unit | $ | M | 1250 | Disposed | Common Stock (1250) | Direct |
Footnotes
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
F2: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.
F3: The RSUs vest over four years. 25% of the RSUs vest on January 20, 2023 and the remaining shares vest in 12 equal quarterly installments thereafter.
F4: The RSUs vest over four years. 25% of the RSUs vested on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.
F5: The RSUs vest over four years. 25% of the RSUs vested on October 22, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter