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Natera, Inc. — Director's Dealing 2023
Mar 25, 2023
30253_dirs_2023-03-24_72dfe57d-4d4a-4325-88d5-369d7be5e56f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2023-03-22
Reporting Person: Chapman Steven Leonard (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-22 | Common Stock | S | 4736 | $56.3215 | Disposed | 209819 | Direct |
| 2023-03-22 | Common Stock | M | 182 | — | Acquired | 210001 | Direct |
| 2023-03-22 | Common Stock | M | 3125 | — | Acquired | 213126 | Direct |
| 2023-03-23 | Common Stock | S | 1651 | $56.08 | Disposed | 211475 | Direct |
| 2023-03-24 | Common Stock | S | 1656 | $55.09 | Disposed | 209819 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-22 | Restricted Stock Unit | $ | M | 182 | Disposed | Common Stock (182) | Direct | |
| 2023-03-22 | Restricted Stock Unit | $ | M | 3125 | Disposed | Common Stock (3125) | Direct |
Footnotes
F1: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of Restricted Stock Units ("RSUs") and in compliance with Rule 10b5-1.
F2: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
F3: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2022.
F4: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.